What Should I Bring to My First Meeting With My Financial Advisor?

August 2, 2023

Do you have anxiety about attending your initial appointment with a financial advisor and are unclear of what to bring? You’re not alone, so don’t worry. The question of what paperwork and information are need for their initial session is one that many individuals encounter. But do not worry; in this post, your Fresno financial advisor will attempt to help you through the procedure and provide you a list of things to bring so that your meeting will be fruitful and successful. Grab a pen and paper, and let’s get started on the things you must have with you when you meet with your financial adviser for the first time.

What to Expect in Your First Meeting

The initial session usually gives you and the financial advisor a chance to get to know one another. It gives the adviser an opportunity to evaluate your financial condition, comprehend your goals and objectives, and decide how they can help.

The financial adviser will likely inquire about your present financial condition throughout the discussion, including your income, spending, debts, assets, and obligations. The adviser will be better able to create a unique financial strategy catered to your requirements if you supply additional details.

Documents to Bring to Your First Meeting

Prior to your initial appointment, it is crucial to compile and arrange the relevant paperwork to have a productive discussion with your financial adviser. By having these records close at hand, you’ll both save time and help your adviser get a complete picture of your financial condition.

1 – Bring a legitimate form of identification, such as your passport or driver’s license, to prove your identity.

2 – Income Records – Submit recent W-2s, pay stubs, or any other records that detail your sources of income.

3 – Bring copies of your most recent tax returns with you so that your adviser can better understand your tax status and see any possible chances for tax planning.

4 – Statements from your bank accounts, investment accounts, retirement accounts, and any other financial accounts you may have should be gathered.

5 – Obtain copies of all of your insurance plans, including life, health, and any other you may have, and bring them with you.

6 – Debt Information – Make a list of all outstanding bills, including credit card balances, mortgages, auto loans, and school loans. The current amounts, interest rates, and monthly payments should all be mentioned.

Having a complete understanding of your financial status will help your financial adviser give you with more accurate and individualized recommendations. Bring these documents to your initial consultation.


Are you trying to find a financial advisor in Fresno? Look no further than Soutas Financial & Insurance Solutions Inc. your financial advisor in Fresno, Ca is committed to helping take the complexity out of retirement planning. By using a variety of insurance and investment strategies that focus on Asset Protection, Long-Term Care Strategies, Legacy Planning, Tax- Efficient Strategies IRA, 401(k) & 403(b) Rollovers, Life Insurance, Annuities, Medicare, we can help you develop an overall retirement income strategy specific to you and your family.

We have a strong team of professionals helping ensure you receive all the assistance you need not only in developing your retirement income strategy, but in maintaining it throughout your retirement. Contact us today at 559-230-1648 or visit us today at Soutas Financial to get your retirement plans on track for success!

Investment advisory services offered through Foundations Investment Advisors, LLC, an SEC registered investment adviser. The commentary on this website reflects the personal opinions, viewpoints, and analyses of the author, Soutas Financial, and should not be regarded as a description of advisory services provided by Foundations Investment Advisors, LLC (“Foundations”), or performance returns of any Foundations client. The views reflected in the commentary are subject to change at any time without notice. Any mention of a particular security and related performance data is not a recommendation to buy or sell that security, or any security. Foundations manages its clients’ accounts using a variety of investment techniques and strategies, which are not necessarily discussed in the commentary. Foundations deems reliable any statistical data or information obtained from or prepared by third party sources that is included in any commentary, but in no way guarantees its accuracy or completeness.